Securities Broker/Dealer and Registered Representative Professional Liability
Our product is an errors and omissions policy that responds to claims against a broker/dealer and/or registered representatives for acts or omissions in rendering or failing to render professional services. Common claims allege negligence, misrepresentation and failure to supervise.
At Catlin, our goal is to provide our clients and brokers with services that are unmatched by our competitors. The Catlin Professional Liability Team has developed Catlin Elite Services exclusively to help you enhance your business platform
Catlin Elite Services
- Catlin Consortium – an annual meeting which brings together clients, brokers and our strategic business partners to discuss current issues facing the Broker/Dealer Industry.
- ComplianceConnect – a web-based compliance assistance program through FrontLine Compliance.
- 30-Day Free Trial and Preferred Pricing for Data Archiving though SECCAS, LLC.
- Educational webinars from key vendors and law firms.
To learn more about Catlin and our products, please
contact:
Catherine Cossu, 212.801.3412,
catherine.cossu@catlin.com
Lillian Morvay, 212.801.3421,
lillian.morvay@catlin.com
Cynthia Yousef, 212.801.3426,
cynthia.yousef@catlin.com
Catlin has been assigned a rating of “A” (Excellent) XV by A.M. Best.